Search for: "Joanne Peirce" Results 1 - 3 of 3
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Markets, morality, and mobsters: corporate governance requires solid morals, says Commissioner Peirce
31 Aug 2020, 6:29 am by John Jascob
By Joanne Cursinella, J. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Commissioner Pierce considers the cause of under-participation in U.S. markets
26 Jul 2021, 6:15 am by John Jascob
By Joanne Cursinella, J.D.Before a FINRA audience, Commissioner Hester Peirce contemplated the practical realities of securities law and the role it plays in our rapidly changing markets at the FINRA Certified Regulatory and Compliance Professional Program at Georgetown University. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Commissioners dissent from colleagues on Reg A Tier 2 limitation amount
16 Apr 2018, 5:00 am by John Jascob
By Joanne Cursinella, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/